The EFS-Web Professional Structure (uspto.gov/ sites/default/files/documents/2019LegalFrameworkPES.pdf) and MPEP A§ offer more information regarding filing solutions and other records via EFS-Web. The info below is actually specific to series list articles via EFS-Web.
Pursuant to the EFS-Web law structure, applicants may publish a series list under 37 CFR 1.821 as an as ASCII book file via EFS-Web in place of on compact disk, offered the specification consists of an announcement in another section (ideally about first page) that integrate by research the materials inside ASCII book document determining the name with the ASCII text document, the big date of manufacturing, therefore the sized the ASCII text document in bytes. The requirements of 37 CFR 1.52(e)(3) – (6) for files provided on compact disc are not applicable to sequence directories posted as ASCII book files via EFS-Web. txt” expansion.
It is strongly suggested that a sequence detailing getting presented in an ASCII book file via EFS-Web instead in a PDF document. See subsection IV, here, for information regarding filing a global program (PCT) with a sequence listing book document via EFS-Web.
If a series detailing ASCII book file presented via EFS-Web regarding application processing time complies utilizing the demands of 37 CFR 1.824(a)(2)-(6) and (b), and applicant has not yet submitted a series listing in a PDF file (or written down) on a single day, the text file will serve as both the report duplicate necessary for 37 CFR 1.821(c) and desktop understandable kind (CRF) necessary for 37 CFR 1.821(e).Thus, listed here are not required and may not be presented: (1) the second duplicate of the sequence list in a PDF file; (2) an announcement under 37 CFR 1.821(f) (suggesting your papers copy and CRF copy in the sequence list were similar); and (3) a consult to utilize a compliant computers understandable kind of the series list that is currently on file for 
another software pursuant to 37 CFR 1.821(e). If these types of a request try recorded, the USPTO will likely not execute the consult but uses the series detailing published when you look at the ASCII text file making use of software via EFS-Web. Examiner computer software which can be always test a sequence listing for conformity because of the demands of 37 CFR 1.824 exists throughout the USPTO site at types-patent-applications/utility-patent/checker-version-446. The consumer Notes throughout the examiner website need consulted for a reason of errors that are not indicated, and articles that isn’t confirmed, because of the examiner software.
However, each text document should be in compliance with ASCII and have now a file term with a “
If a user submits a sequence list (under 37 CFR 1.821(c) and (e)) as an ASCII book file via EFS-Web in reaction to a necessity under 37 CFR 1.821(grams) or (h), the series detailing book document ought to be followed by an announcement your submitting does not include any brand-new procedure which happens beyond the disclosure of this application as registered. On top of that, if a user submits an amendment to, or an alternative of, a sequence list (under 37 CFR 1.821(c) and (e)) as an ASCII book file via EFS-Web, the series detailing book document must certanly be accompanied by: (1) a statement that the distribution does not include any latest question, and (2) an announcement that shows support for amendment inside the program, as registered. Discover 37 CFR 1.825. An incorporation-by-reference statement of series directories can needed in both of these instances.
See MPEP A§
Distribution of sequence listing in a PDF document regarding application processing time just isn’t suggested. Candidate must nonetheless supply the CRF necessary for 37 CFR 1.821(e), additionally the sequence listing during the PDF document will not be omitted when determining the program proportions cost. The USPTO likes the distribution of a sequence listing in an ASCII book document via EFS-Web on software submitting date because as mentioned above, if customer have not filed an additional backup of the sequence listing in a PDF file (or written down) for a passing fancy day, the written text file will act as both papers copy necessary for 37 CFR 1.821(c) and also the CRF necessary for 37 CFR 1.821(e). Any series detailing posted in PDF style (or in writing) from the software submitting time was treated due to the fact report backup necessary for 37 CFR 1.821(c). If candidate submits a sequence list in both a PDF file and an ASCII book document via EFS-Web from the program filing time, an announcement that the sequence list material associated with the PDF backup together with ASCII text document copy include the same is required. In times when candidate data files the series list in PDF format and needs the effective use of the CRF of some other software under 37 CFR 1.821(e), applicant must submit a letter and ask for in conformity with 37 CFR 1.821(e) and an announcement that PDF duplicate recorded in newer application is actually the same as the CRF filed inside the different program.
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